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THE KEY ELEMENTS FOR A SOUND COMPLIANCE PROGRAM
Are you preparing for a SEC Exam?
How do you change the compliance function from an
obligatory exercise into a competitive differentiator?
As a compliance professional you require the
essential and latest information about key regulatory
changes and mission-critical compliance
practices.
You need to know how to prioritize so you can build a
sound and full-proof compliance program.
Join us for this complimentary 30-minute web
seminar leveraging the insight of
seasoned regulatory experts to sort through the
compliance overload. This session will identify some of the
mission critical elements for today's compliance professionals.
Highlights of this web seminar include:
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Developing the right mix of compliance and
operations infrastructure to support your
business
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Key implications of the
Dodd-Frank reform impacting your
compliance program
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Identifying opportunities created by a necessary
overhaul of your firm's current systems
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Creating effective lines of communication
and accurate compliance policies and
procedures within your organization
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Conducting meaningful internal training and education
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Securing senior management buy-in and
support for a "culture of compliance"
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Tuesday 17 May 2011
11:00AM ET
This is a virtual event, WebEx instructions are
sent 24-hours before the event to approved registrants
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